Securities Division
 State Department of Banking, Insurance,  Securities  & Health Care Administration  
  89 Main St.  Montpelier, VT 05620-3101    Thomas J. Candon, Deputy Commissioner  

    www.vermontsecurities.info  Main Phone: 802-828-3420     www.vermontinvestorprotection.info  Toll-free 1-877-550-3907

    BISHCA Home   I   Banking Division    I   Insurance Division    I   Securities Division   I  Health Care Administration   I   Captive Insurance Division   I  Search

Investor Education Resource Series

 

Current Issues and
Investor Alerts Archive

Lessons from the Madoff Scandal: How Good Investors Can Avoid Bad Characters - Tips from Vermont Securities Regulators

FINRA Investor Alert Archive

4-1-9 or "Advance Fee Fraud" Schemes

Equity-Indexed Annuities - What You Need to Know *
[* Note that Equity-Indexed Annuities are not securities and therefore fall outside the regulatory oversight of the Vermont Securities Division. However, due to their rising presence in the marketplace, the information is important to Vermont investors.]