Securities Division
 State Department of Banking, Insurance,  Securities  & Health Care Administration  
  89 Main St.  Montpelier, VT 05620-3101    Thomas J. Candon, Deputy Commissioner  

Investor Education Resource Series
 

Choosing the Right Investment Professional for Your Needs: (A variety of resources)

GET  Categories of investment professionals -- to help determine which is right for you

GET  Commonly Used Professional Designations

GET  FINRA Resource Page: Understanding Types of  Investment Professional Designations

GET  Commonly required examinations for Investment Professionals