Related Links
US Securities & Exchange Commission (SEC)-
- "The Investor's Advocate," offers investor assistance and complaints, current SEC rulemaking, etc.
- Financial Industry Regulatory Authority -- a self-regulatory organization that was formed as a result of the merger between the NASD, Inc. and the New York Stock Exchange's regultory function.
- Securities Industry Financial Markets Association -- a multi-resource securities industry site
The Investment Company Institute
- An organization representing mutual funds
North American Securities Administrators Association
- A national group of state securities regulators